Capital markets

Complex rules and compliance needs can detract focus away from your capital markets business. Our professionals provide clarity to reduce risk and reach your goals.

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Get clarity on complex rules and regulations for capital markets transactions

Capital markets organizations help to drive the global economy, providing investment vehicles for consumers and institutional investors. RSM has in-depth knowledge of the industry, including offerings and operating models. We consult with a wide range of clients across capital markets, from newly chartered institutions to those with billions of dollars in assets. Our experience makes us uniquely qualified to advise clients on the latest regulatory changes and compliance requirements that affect their bottom line. 

Our risk, finance and technology professionals deliver value through a comprehensive understanding of your industry, organization, goals, challenges and the overall competitive capital markets environment. 

Capital market clients benefit from our specialized experience working with:

From heightened regulation and market volatility to the rapid evolution of technology, broker-dealers and futures commission merchants face many challenges. We’ll lead you through complex industry issues and identify opportunities to capitalize on.

Where there are challenges, we see opportunities for growth

RSM audit, tax and capital markets consulting services

We help executives thrive by offering solutions focused on your goals and based on a deep understanding of your industry
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