Capital markets organizations help to drive the global economy, providing investment vehicles for consumers and institutional investors. RSM has in-depth knowledge of the industry, including offerings and operating models. We consult with a wide range of clients across capital markets, from newly chartered institutions to those with billions of dollars in assets. Our experience makes us uniquely qualified to advise clients on the latest regulatory changes and compliance requirements that affect their bottom line.
Our risk, finance and technology professionals deliver value through a comprehensive understanding of your industry, organization, goals and challenges, and the overall competitive capital markets environment.
From heightened regulation and market volatility to the rapid evolution of technology, broker-dealers and futures commission merchants face many challenges. We’ll lead you through complex industry issues and identify opportunities to capitalize on.
Exchanges and clearing organizations provide the security and efficiency vital for market stability. They address electronic trading expansion, strict regulation, consolidation and more. We’ll help reduce this complexity with solutions that simplify.
As markets fluctuate, investment banks must mitigate volatility to protect the value of products and investments. We understand the unique issues you face. We’ll thoughtfully advise you to address challenges, manage risk and create efficiencies.
Proprietary trading is high risk, high reward. Whether trading occurs at a financial institution, brokerage firm, investment bank or hedge fund, we have the industry experience to help you mitigate risk and capitalize on opportunities.